MM&G plc logo

M&G plc

Financial Services · 70 people

Marketing Compliance Manager

Posted 26 Oct

What’s this role about? The role is responsible for managing the review and approval of marketing communications within the Asset Management division to ensure regulatory compliance. It involves acting as a point of reference for continuous improvement and conducting quality assurance on business-approved materials.

London, England
Hybrid
Full-time
5-10 years exp
Bachelor degree

Skills required

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Company

About M&G plc Welcome to 10FA India Private Limited. Formerly known as Prudential Global Services Private Limited. We are M&G plc's capability centre based in Mumbai, initially started as a back-office operational support to the UK business unit. However, over the recent years, we have significantly increased the breadth and depth of our capabilities and offerings to keep pace with the changing needs of the Group. These include Digital & Knowledge Services, Finance and Actuarial, Information Technology (IT), Customer Service, Risk and Audit. Our core purpose is to be a strategic partner to M&G plc, enabling growth by delivering change and driving synergies through a highly capable and agile workforce. With our diversified service offerings we provide our people with exciting opportunities to grow personally and professionally. M&G plc is a leading savings and investments business serving around 5.5 million retail customers and more than 800 institutional clients. It’s innovative asset management and customer solutions are supported by extensive investment capabilities, an international distribution network and two strong brands: Prudential and M&G Investments.

M&G plc

We are now 10FA India Private Limited. Visit and follow our new company page on LinkedIn

Business Intelligence and AnalyticsKnowledge Management Consulting Digital MarketingHuman Capital Management Robotic Process AutomationChatbot Deployment Social Media ManagementArtificial IntelligenceBusiness TransformationFinance and Actuarial
MM&G plc logo
501-1,000 employees
Financial Services
2002
Privately Held
10k LinkedIn followers

Responsibilities

  • Within the perimeter of the M&G Marketing division, this role is primarily responsible for the delivery of compliant marketing communications created and managed across the Asset Management business in all the different markets and jurisdictions where M&G Investments operates. Part of the 1st line of defence framework, this position can offer the opportunity to take on the role of a compliance professional, while being part of the Marketing division, within the M&G Asset Management Marketing Communications Compliance Team.
  • Manage reviews and approvals of Marketing Communications for Asset Management to ensure delivery of clear, consistent and appropriate communications to customers and stakeholders, with a particular focus on UK marketing initiatives
  • Support and become a point of reference for the team in the delivery of ongoing continuous improvements to strengthen the control environment, drawing on creativity and digital agility to find opportunities to work in easier ways. Demonstrate critical thinking skills, using data and other sources of information to prompt ongoing improvements.
  • Bring wider financial promotions and marketing communications regulatory knowledge, using skills and experience to apply sound judgement.
  • Be accountable for delivering a quality service and product to customers and stakeholders
  • Conduct quality assurance of the communications approved by Asset Management staff on a delegated basis (‘Business Approvals’) to ensure adherence to the 'Marketing Compliance Control Framework'.
  • Adapts to change, responds with initiative and make suggestions for improvements to own work and processes
  • Work collaboratively with others, providing clear and actionable feedback to expedite the approval process.

Qualification

Finance & AccountingMarketingLegalManagement & Leadership
  • Previous experience of working in a compliance/legal department in a regulated environment ideally within asset management business
  • Strong understanding of key compliance and legislative requirements around financial promotion, data, social media, privacy, security and communication standards.
  • Excellent verbal, written and influencing skills - in person and remotely.
  • Educated to degree level (or equivalent)
  • Relevant industry qualification in a related compliance or legal discipline - desirable.
  • Additional language skills will be a plus

Benefits

  • We’re dedicated to supporting your wellbeing and helping you thrive, both at work and beyond. Our benefits are designed to help you balance your professional and personal life, and financially plan for the future. Our UK benefits include
  • A valuable pension scheme of up to 18% (13% made up of employer contributions and 5% employee contributions).
  • Access to our Share Save and Share Incentive Plan, alongside financial wellbeing and support services to help give you real confidence to put your money to work.
  • Enjoy 38 days annual leave (including bank holidays), with the opportunity to purchase up to five extra days. Our Time Off When You Need It policy gives you the flexibility - to balance work and personal commitments.
  • Our market-leading Inspiring Families policy includes comprehensive support and paid parental leave covering maternity, adoption, surrogacy, and paternity leave - because supporting families is an important part of our inclusive culture.
  • Health & Protection cover includes Private Healthcare, Critical Illness cover and Life Assurance for you, with additional family options - for peace of mind.
  • To explore more about life at M&G and our full benefits offering, visit Life at M&G
  • At M&G we strive to have a diverse workforce and an inclusive culture, underpinned by our policies and employee-led networks that offer networking, support and development opportunities for the diverse communities our colleagues represent. We welcome applications from people of all backgrounds – across gender, ethnicity, age, disability, sexual orientation and more – including neurodivergent individuals, career returners and those with military service experience.

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