FFidelity Investments logo

Fidelity Investments

Financial Services · 84k people

Compliance Director, Fidelity Digital Assets, NA Compliance – Product Advisory

Posted 12 Oct

What’s this role about? The Compliance Director will serve as a strategic advisor for the Fidelity Digital Assets platform, shaping the Product Advisory program and ensuring regulatory alignment. They will collaborate cross-functionally to support new product launches, manage compliance controls, and oversee regulatory inquiries.

Boston, Massachusetts
On-site
$103K – $211K
Full-time
10+ years exp
245 Summer St, Boston, MA 02210
Postgraduate degree

Skills required

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Company

About Fidelity Investments Fidelity’s mission is to strengthen the financial well-being of our customers and deliver better outcomes for the clients and businesses we serve. Fidelity’s strength comes from the scale of our diversified, market-leading financial services businesses that serve individuals, families, employers, wealth management firms, and institutions. With assets under administration of $15.0 trillion, including discretionary assets of $5.9 trillion as of March 31, 2025, we focus on meeting the unique needs of a broad and growing customer base. Privately held for 78 years, Fidelity employs more than 77,000 associates across the United States, Ireland, and India. For our Terms and Conditions, please visit http://go.fidelity.com/LIterms

Fidelity Investments

Here to help you grow your savings and invest in the life you want.

RetirementInvestmentsOnline tradingAsset managementIRA401kMutual fundsStocksETFBonds
F
10,001+ employees
Financial Services
1946
Privately Held
1.3M LinkedIn followers
Raised $152.8M

Responsibilities

  • COMPLIANCE DIRECTOR, FIDELITY DIGITAL ASSETS®, NA COMPLIANCE – PRODUCT ADVISORY
  • As a Director within the Fidelity Digital Assets® Compliance team, you will
  • serve as a strategic advisor to the business, helping drive a strong culture of
  • compliance, ethical conduct, and regulatory excellence.
  • In this role, you will play a key part in shaping the Product Advisory program
  • for a rapidly evolving digital asset platform. You will work cross-functionally
  • to support innovative products and services while ensuring alignment with
  • regulatory expectations across jurisdictions.
  • Advise on the launch of new products and enhancements to existing offerings,
  • ensuring compliance readiness from concept through deployment
  • Help build and evolve the Compliance Advisory program, including governance,
  • frameworks, and best practices
  • Serving as the primary compliance advisor to the Fidelity Digital Assets®
  • Finance team
  • Serving as the compliance lead for the Regulation W program
  • Collaborate with global compliance teams to support international expansion
  • and regulatory alignment
  • Engage closely with Product team to understand strategy, roadmap, and
  • emerging risks
  • Provide compliance support for digital asset trading
  • Define compliance requirements, design and document controls, and oversee
  • implementation of policies and procedures
  • Monitor product activity to identify risks, escalate issues, and recommend
  • control and process improvements
  • Coordinate with AML and Risk teams on surveillance, investigations, and
  • escalations
  • Identify control gaps and lead development of pragmatic, compliant
  • remediation plans
  • Support product risk assessments in partnership with Compliance Governance
  • Provide compliance leadership and input to governance forums (e.g., Business
  • Delivering training and guidance to promote compliance awareness across the
  • organization
  • Assist with regulatory inquiries, examinations, and related matters
  • Strong understanding of global regulatory frameworks applicable to digital
  • assets
  • Demonstrated ability to design, implement, and oversee compliance controls
  • Excellent analytical, problem-solving, and organizational skills
  • Strong communication and stakeholder management skills, with the ability to
  • influence senior leaders
  • Ability to operate effectively in a fast-paced, evolving regulatory
  • environment

Qualification

Finance & AccountingLegalManagement & LeadershipTechnology

Preferred

  • Experience supporting digital asset, crypto, or blockchain-related products
  • Prior experience leading or managing teams (directly or in a matrixed
  • environment)
  • Prior Finance or Reg W experience
  • Advanced degree (MBA, JD, or similar)
  • Knowledge of blockchain, DeFi, and related technologies
  • Knowledge of OCC regulations
  • Experience interacting with U.S. financial services regulators
  • Experience working cross-functionally with Legal, Risk, Operations, and

Benefits

  • Organization: Enterprise Services Compliance
  • Category: Compliance
  • Fidelity is transitioning to a full-time onsite working model through a phased
  • rollout across regions and roles. Currently, some roles and locations require
  • 100% onsite presence, while others require less. Onsite expectations are likely
  • to evolve as the rollout continues. This transition does not apply to fully
  • remote roles.
  • The base salary range for this position is $103,000-211,000 USD per year.
  • Placement in the range will vary based on job responsibilities and scope,
  • geographic location, candidate’s relevant experience, and other factors.
  • Base salary is only part of the total compensation package. Depending on the
  • position and eligibility requirements, the offer package may also include bonus
  • or other variable compensation.
  • We offer a wide range of benefits [https://jobs.fidelity.com/benefits/] to meet
  • your evolving needs and help you live your best life at work and at home.  These
  • benefits include comprehensive health care coverage and emotional well-being
  • support, market-leading retirement, generous paid time off and parental leave,
  • charitable giving employee match program, and educational assistance including
  • student loan repayment, tuition reimbursement, and learning resources to develop
  • your career.  Note, the application window closes when the position is filled or
  • unposted.
  • Please be advised that Fidelity’s business is governed by the provisions of the
  • Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the
  • Investment Company Act of 1940, ERISA, numerous state laws governing securities,
  • investment and retirement-related financial activities and the rules and
  • regulations of numerous self-regulatory organizations, including FINRA, among
  • others. Those laws and regulations may restrict Fidelity from hiring and/or
  • associating with individuals with certain Criminal Histories.

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